Trading, Fiduciary Oversight, and Reporting & Technology

Eric Rosen

Chief Compliance Officer

Ahmed Hassanein

CFO

Alex Kim

Senior Director of Compliance

Vincent Reyes

Director of Trading Operations
CMFC®

Stephen Fringer

Director of Systems & Reporting
CMFC®

Ronald Reyes

Senior Director of Technology Operations
CMT®, CMFC®

Guillermo Torolira

Director of Accounting

Erik Soderberg

Senior Director of Trading

Mike Van Kleeck

Senior Compliance Officer
CFP®

Nicholas Bayz

Compliance Officer

David Choi

Senior Manager, Financial Planning & Analysis

Terrance Daniel

Compliance Officer

Damon Varady

Supervisory Principal

Raymond Wan

Senior Portfolio Manager

Duong Nguyen

Senior Business Analyst

Tony Nguyen

Senior Trader
CMFC®

Henglong (Corey) So

Trading Operations Analyst

Chintan Dave

Senior Financial Analyst

Danae Acevedo

Senior Accountant

Rachel Otto

Accounting Associate

Majid Arian

Staff Accountant

Chloe Gagnon

Staff Accountant

Ghazal Zamani

Senior Manager of Technology Operations

Donna Chanthakone

Cybersecurity Lead

Toan Nguyen

Senior Software Developer

Richard Kim

Developer

Sigi Soto

Salesforce Administrator Lead

Theresa Ngo

Business Analyst

Rashaad Wilson

Trader

Andrea Mitchell

Portfolio Manager


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